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5
Manifolds
Intuitively, a manifold is a generalization of curves and surfaces to arbitrary dimen-
sion. While there are many different kinds of manifolds—topological manifolds,
C k -manifolds, analytic manifolds, and complex manifolds, in this book we are con-
cerned mainly with smooth manifolds.
5.1 Topological Manifolds
We first recall a few definitions from point-set topology. For more details, see Ap-
pendix A. A topological space is second countable if it has a countable basis. A
neighborhood of a point p in a topological space M is any open set containing p .An
open cover of M is a collection
{
U α } α A of open sets in M whose union α A U α
is M .
n ) a chart , U a coordinate
neighborhood or a coordinate open set , and φ a coordinate map or a coordinate
system on U . We say that a chart (U, φ) is centered at p
R
n . We call the pair (U, φ
:
U
−→ R
U if φ(p)
=
0. A chart
(U, φ) about p simply means that (U, φ) is a chart and p
U .
Definition 5.2. A topological manifold of dimension n is a Hausdorff, second count-
able, locally Euclidean space of dimension n .
For the dimension to be well defined, we need to know that for n
=
m an open
m . This is indeed true, but is
not easy to prove (see [4] for a discussion and further references). We will not pursue
this point as we are mainly interested in smooth manifolds, for which the analogous
result is easy to prove (Corollary 8.8). Of course, if a topological manifold has
several connected components, it is possible for each component to have a different
dimension.
R
n is not homeomorphic to an open subset of
R
Definition 5.1. A topological space M is locally Euclidean of dimension n if every
point p in M has a neighborhood U such that there is a homeomorphism φ from U
onto an open subset of
subset of
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5 Manifolds
Example 5.3 . The Euclidean space
R
n
is covered by a single chart (
R
n , 1
R
n ) , where
n is the identity map. It is the prime example of a topological manifold.
Every open subset of
n
: R
n
−→ R
n is also a topological manifold, with chart (U, 1 U ) .
Recall that the Hausdorff condition and second countability are “hereditary prop-
erties’’; that is, they are inherited by subspaces: a subspace of a Hausdorff space is
Hausdorff (Proposition A.23) and a subspace of a second countable space is second
countable (Proposition A.19). So any subspace of
R
R
n is automatically Hausdorff and
second countable.
Example 5.4 ( The cusp ) . The graph of y
=
x 2 / 3
in
R
2
is a topological manifold
2 , it is Hausdorff and second
countable. It is locally Euclidean, because it is homeomorphic to
R
R
via (x, x 2 / 3 )
x .
(a) Cusp
(b) Cross
Fig. 5.1.
2 in Figure 5.1 with the subspace
topology is not locally Euclidean at p , and so cannot be a topological manifold.
Solution. If a space is locally Euclidean of dimension n at p , then p has a neighbor-
hood U homeomorphic to an open ball B
R
:=
B( 0 ,)
⊂ R
n with p mapping to 0.
The homeomorphism
: U −→ B restricts to a homeomorphism
: U −{ p }→ B −{
0
}
.
Now B −{
0
}
is either connected if n
2 or has two connected components if n =
1.
Since U −{ p }
has four connected components, there can be no homeomorphism from
U −{ p }
to B −{
0
}
. This contradiction proves that the cross is not locally Euclidean
at p .
5.2 Compatible Charts
Definition 5.6. Two charts (U, φ
:
U
−→ R
n ) , (V , ψ
:
V
−→ R
n ) of a topological
manifold are C -compatible if the two maps
φ ψ 1
V)
are C (Figure 5.2). These two maps are called the transition functions between the
charts. If U
:
ψ(U
V)
−→
φ(U
V), ψ φ 1
:
φ(U
V)
−→
ψ(U
V is empty, then the two charts are automatically C -compatible.
To simplify the notation, we will sometimes write U αβ for U α
U β and U αβγ for
U α
U β
U γ .
1 R
(Figure 5.1(a)). By virtue of being a subspace of
Example 5.5 ( The cross ) . Show that the cross in
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5.2 Compatible Charts
49
φ
ψ
φ(U V)
Fig. 5.2. The transition function ψ φ 1 is defined on φ(U V) .
UV
α U α .
Although the C compatibility of charts is clearly reflexive and symmetric, it
is not transitive. The reason is as follows. Suppose (U 1 1 ) is C -compatible
with (U 2 2 ) , and (U 2 2 ) is C -compatible with (U 3 3 ) . Note that the three
coordinate functions are simultaneously defined only on the triple intersection U 123 .
Thus, the composite
(U α α )
}
of C -compatible charts that cover M , i.e., such that M
=
1 )
is C but only on φ 1 (U 123 ) , not necessarily on φ 1 (U 13 ) (Figure 5.3). A priori we
know nothing about φ 3 φ 1
φ 3 φ 1
1
=
3 φ 1
2
) 2 φ 1
1
on φ 1 (U 13
U 123 ) and so we cannot conclude that
(U 1 1 ) and (U 3 3 ) are C -compatible.
φ 1
U 1
U 2
φ 2
φ 1 (U 123 )
U 3
φ 3
Fig. 5.3. φ 3 φ 1
1
is C on φ 1 (U 123 ) .
We say that a chart (V , ψ) is compatible with an atlas
{
(U α α )
}
if it is compatible
with all the charts (U α α ) of the atlas.
Lemma 5.8. Let
be an atlas on a locally Euclidean space. If two charts
(V , ψ) and (W, σ ) are both compatible with the atlas
{
(U α α )
}
{
(U α , φ α )
, then they are
compatible with each other.
{
Since we are interested only in C -compatible charts, we often omit to mention
C and speak simply of compatible charts.
Definition 5.7. A C atlas or simply an atlas on a locally Euclidean space M is a
collection
}
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5 Manifolds
Proof. (See Figure 5.4.) Let p
V
W . We need to show that σ ψ 1 is C at
ψ(p) . Since
{
(U α α )
}
is an atlas for M , p
U α for some α . Then p is in the triple
intersection V
W
U α .
V
W
p
ψ
U α
σ
φ α
ψ(p)
φ α ψ 1
φ α (p)
σ φ 1
α
σ (p)
Fig. 5.4. Two charts (V , ψ) , (W, σ ) compatible with an atlas.
By the remark above, σ ψ 1
=
φ 1
α
) α ψ 1 ) is C on ψ(V
W
W , this proves that σ ψ 1
U α ) , hence at ψ(p) . Since p is an arbitrary point of V
is C on ψ(V
W) . Similarly, ψ σ 1 is C on σ(V
W) .
5.3 Smooth Manifolds
An atlas A on a locally Euclidean space is said to be maximal if it is not contained in
a larger atlas; in other words, if M is any other atlas containing A, then M = A.
Definition 5.9. A smooth or C manifold is a topological manifold M together with
a maximal atlas. The maximal atlas is also called a differentiable structure on M .
A manifold is said to have dimension n if all of its connected components have
dimension n . Amanifold of dimension n is also called an n -manifold .
In Corollary 8.8 we will prove that if an open set U
⊂ R
n is diffeomorphic to an
open set V
⊂ R
m , then n
=
m . As a consequence, the dimension of a manifold at a
point is well defined.
In practice, to check that a topological manifold M is a smooth manifold, it is
not necessary to exhibit a maximal atlas. The existence of any atlas on M will do,
because of the following proposition.
Proposition 5.10. Any atlas A ={
(U α α )
}
on a locally Euclidean space is con-
tained in a unique maximal atlas.
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5.4 Examples of Smooth Manifolds
51
Proof. Adjoin to the atlas A all charts (V i i ) that are compatible with A.By
Proposition 5.8 the charts (V i i ) are compatible with one another. So the enlarged
collection of charts is an atlas. Any chart compatible with the new atlas must be
compatible with the original atlas A and so by construction belongs to the new atlas.
This proves that the new atlas is maximal.
Let M be the maximal atlas containing A that we have just constructed. If M is
another maximal atlas containing A, then all the charts in M are compatible with A
and so by construction must belong to M. This proves that M M. Since both are
maximal, M = M. Therefore, the maximal atlas containing A is unique.
In summary, to show that a topological space M is a C manifold, it suffices to
check:
(i) M is Hausdorff and second countable,
(ii) M has a C atlas (not necessarily maximal).
From now on by a manifold we will mean a C manifold. We use the words
smooth and C interchangeably.
5.4 Examples of Smooth Manifolds
Example 5.11 . The Euclidean space
R
n
is a smooth manifold with a single chart
R
n ,r 1 ,...,r n ) , where r 1 ,...,r n are the standard coordinates on
R
n .
Example 5.12 . Any open subset V of a manifold M is also a manifold. If
{
(U α α )
}
is an atlas for M , then
{
(U α
V,φ α | U α V }
is an atlas for V , where φ α | U α V :
U α
V
−→ R
n denotes the restriction of φ α to the subset U α
V .
Example 5.13 ( The graph of a smooth function ) . For U an open subset of
R
n and
f
:
U
−→ R
m a C function, the graph of f is defined to be the subspace
(f )
={
(x, f (x))
U
× R
m
}
.
The two maps
φ
:
(f )
−→
U,
(x, f (x))
x,
and
1
×
f
:
U
−→
(f ),
x
(x, f (x))
m has an atlas with a single chart ((f ), φ) , and is
therefore a C manifold. This shows that many of the familiar surfaces of calculus,
for example an elliptic paraboloid or a hyperbolic paraboloid, are manifolds.
:
U
−→ R
Example 5.14 . For any two positive integers m and n let
R
m
×
n be the vector space
of all m
×
n matrices. Since
R
m
×
n
is isomorphic to
R
mn , we give it the topology of
R
mn . The general linear group GL (n,
R
) is by definition
(
are continuous and inverse to each other, and so are homeomorphisms. The graph
(f ) of a C function f
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