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"Films, Orientation". In: Encyclopedia of Polymer Science and Technology
FILMS, ORIENTATION
Introduction
Molecular orientation provides a wide range of improved properties for thermo-
plastic films. Most often, molecular orientation results in significantly higher
physical properties such as tensile strength and modulus. Orientation may im-
prove thermal properties of a film by increasing the crystallinity. Optical prop-
erties are influenced by orientation. Films with high clarity to high opacity may
result from orientation. The polarization and reflective responses of films are also
impacted by orientation. Enhanced electrical properties, such as increased dielec-
tric constants or piezoelectric properties, may result from orientation. Orientation
begins with a cast web suitable for stretching. This web may be stretched in one
direction, two directions sequentially, or two directions simultaneously.
Cast Web Considerations
Extrudate Uniformity.
The quality of the cast web has a great influence
on subsequent orientation steps. While in the extruder, the polymeric melt needs
to become homogeneous. Thermal gradients, poor blending of additives or poly-
meric blends, and entrapped gases may result in imperfections in the cast web.
During orientation, these imperfections may lead to high stress concentrations
and fracture of the film. Selection of the proper extrusion system, screw design,
temperature profiles, venting, and homogenizing equipment will improve the ori-
entation capability of the cast web.
Orientation of multilayer films is a common practice. The various melt
streams either flow together in a feedblock prior to entering the die or in a
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Encyclopedia of Polymer Science and Technology. Copyright John Wiley & Sons, Inc. All rights reserved.
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FILMS, ORIENTATION
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From
Skin
Extruder
From
Core
Extruder
From
Skin 1
Extruder
From
Core
Extruder
From
Skin 2
Extruder
(
a
)
(
b
)
Fig. 1.
(
a
) Feedblock and (
b
) die combining melt streams.
multicavity die (Fig. 1). As the layers flow together, viscosity and speed matches
are critical. If the layers do not have a good match, interfacial instabilities occur.
These flow effects produce minor to severe thickness variations in the extrudate.
These variations are typically very localized. During the orientation process, sig-
nificant stress concentration may be generated around these thickness variations,
resulting in fracture of the film.
Quench.
Cooling the melt to solidify the viscous extrudate is an important
process parameter. Depending on the orientation process, the melt quenching pro-
cess may be very different. The two primary extrudate geometries are a flat sheet
and a tube. Most often, heat needs to be removed from the extrudate as quickly
as possible. For semicrystalline polymers with a relatively slow crystallization ki-
netics, like PET, PEEK, or PPS, rapidly quenching the melt results in a molecular
amorphous state. For semicrystalline polymers with a relatively fast crystalliza-
tion kinetics, like polyethylene, polypropylene, or nylon 6, rapidly quenching the
melt allows for the growth of smaller spherulites.
The flat sheet extrudate emerges from the die and falls on a rotating drum
or continuous belt (see Fig. 2). The rotating drum or chill wheel cools the melt
as quickly as possible. The internal flow design of the chill wheel must pro-
vide a uniform cooling surface to the melt. If there are zones of different tem-
peratures, the extrudate will cool at different rates. This could lead to areas of
Vol. 2
FILMS, ORIENTATION
561
Die
Die
Air Knife
Vacuum
Box
Vacuum Seals
Cast
Wheel
Cast
Wheel
(
a
)
(
b
)
Die
Ground
High Voltage
Wire
Cast
Wheel
(
c
)
Fig. 2.
(
a
) Air knife quenching, (
b
) vacuum box quench, (
c
) electrostatic pinning, (
d
) nip
roll quench, and (
e
) water bath.
the cast web with different levels of crystallinity or spherulite size. The chill
wheel’s surface topography will impact the quench rate and smoothness of the final
film.
At high line speeds found in industrial applications, air entrapment between
the melt and chill wheel can greatly retard the cooling of the melt. Cooling the
melt at different rates in small zones may lead to nonuniform stretching and may
even result in fracture of the web during orientation. There are several methods
available to improve the heat transfer from the melt into the chill wheel. A slot
with high pressure air may be directed at the melt just after it hits the chill wheel.
This “air knife” process presses the melt against the chill wheel to increase the heat
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FILMS, ORIENTATION
Vol. 2
Die
Die
Air Knife
Nip Roll
Cooling Water
Cast
Wheel
Cast
Wheel
(
d
)
(
e
)
Fig. 2.
(Continued )
transfer. The location, angle of incidence, and air flow are the major parameters to
consider. Improper tuning of the air knife may result in a cast web with excessive
flutter and resultant caliper variations. Uniform pressure or air flow across the
entire melt curtain will lead to a uniform cast web.
A second method of pressing the melt against the chill wheel is through
electrostatic forces (1). Passing a high voltage through a wire suspended just
above the melt produces charged particles which are attracted to the ground,
ie, the chill wheel. Electrostatic pinning may work better for some materials or
thinner cast webs. Deposits on the wire over time will reduce its effectiveness.
Continually feeding new wire will help eliminate this source of variability in the
process.
A third approach to improve the heat transfer to the chill wheel is to re-
move the air between the melt and chill wheel. By applying a vacuum between
the die and melt, a more intimate contact between the melt and chill wheel oc-
curs. The vacuum box needs to have seals on the edge of the die in order to
produce a strong enough vacuum. Uniformity of the vacuum across the melt
curtain will result in a more uniformly quenched cast web. Too high a vacuum
will result in the melt curtain being pulled backwards. This could result in the
melt developing scratches in it by being dragged across the lip of the die. Ide-
ally, the vacuum should be adjusted to have the melt drop straight away from
the die.
A fourth method of assuring good contact to the chill wheel is to mechanically
nip the melt against the chill will. This nip roll may also have to be cooled. The
surface of the nip usually needs to have some flexibility in it. The cast web may
not be perfectly flat and a nip roll will need to press on the entire surface of the
melt. High temperature rubber sleeves on the nip roll are most often used, but
these may result in producing a rough surface.
The chill wheel may also be partially submerged in a bath to provide ad-
ditional cooling from the second surface of the extrudate. The flow in a water
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FILMS, ORIENTATION
563
bath must be adjusted with care. Continually circulating the water will increase
the effectiveness of the quench. High pressure water jets can help keep pres-
sure on the web against the chill wheel. These jets can also deform the surface
of the cast web. If they are at the wrong angle, the web could be pulled away
from the chill wheel, reducing the quench rate. If this technique is used, the
chill wheel needs to be dried off by the time it rotates to the point where melt
is again placed on it. If it is too wet, steam bubbles may form creating serious
nonuniformities in the cast web. A nip roll or air knife has been used to accom-
plish the drying of the roll. Combination of both may be required in high speed
operations.
When extruding a tube through an annular die there are two kinds of orien-
tation processes available, blown film process and tubular film process. Blown film
conducts the orientation in the melt state. The tube is rapidly pulled away from
the die by a nip at the top of a tower. Air is pumped through the annular die to
inflate the tube and to provide additional cooling. The molecular orientation pro-
duced in blown film is quite low compared to solid-state orientation. The molecules
are above their melt and have very fast relaxation times. One often refers to the
frost line in a blown film process. This is the point where the melt crystallizes.
The polymeric web goes through a clear to hazy transition at this point. Further
molecular orientation in the web in this stage of the process typically does not
occur.
In the tubular film process, or double bubble process, the extruded tube en-
compasses a cooled mandrel and is pulled away by a nip (Fig. 3). The mandrel
should not impart scratches in the tube. This first “bubble” is usually quenched
as rapidly as possible for the same reasons in flat film. Controlling the air pres-
sure inside the first bubble is another handle used to determine the quench rate.
A water bath on the outside of the tube provides additional cooling of the extru-
date. Water flow around the tube is very important. Too great an impingement
against the melt may result in surface defects. A tube quenched in this manner
will allow subsequent orientation to occur in the solid state at significantly lower
temperatures, resulting in higher molecular orientation.
Melt-State Orientation—Blown Film
The blown film process, as shown in Figure 4, orients the molecules while they
are in the melt state. Inflating the melt bubble provides the orientation. The air
pressure in the bubble is maintained to achieve a certain “blow up ratio,” the ratio
of bubble diameter to the die diameter. The strain rates are relatively low and
relaxation times are very fast. The subsequent molecular orientation obtained via
this process falls between the high levels of orientation obtained by stretching
in the solid state and very low levels obtained in standard casting operations.
The orientation occurs during elongational flow of the melt. Although elonga-
tional flow is much more effective at orientation than shear flow, this process has
limitations.
There are many methods to increase the amount of orientation frozen
in during the blown film process. Systems have been developed to approach
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