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Art History ISSN 0141-6790 Vol. 24 No. 5 November 2001 pp. 621±645
Dialektik des Monstrums: Aby Warburg and the
symptom paradigm
Georges Didi-Huberman
In 1923 Aby Warburg defined the aim of his library, but also his work in general,
as eine Urkundensammlung zur Psychologie der menschlichen Ausdruckskunde.
1
What else, then, is the `science without a name' invented by Warburg, if not a
living metamorphosis of traditional art history ± this ostensible history of objects
± into a history of the psyche, as embodied in styles, forms, `pathos formulae',
symbols, fantasies, beliefs; in short, all that Warburg intended by the term
Ausdruck (`expression')?
2
A metamorphosis in which `historical psychology'
profoundly modifies the positivist point of view of history and `expression'
profoundly modifies the idealist point of view of art.
`Historical psychology'? This means that the time of the after-life is a psychic
time; a hypothesis that must be situated on several levels all at once. First, the
chosen motifs of Nachleben are the great psychic powers: pathetic
representations, dynamogrammes of desire, moral allegories, figures of mourning,
astrological symbols, etc.
3
Next, the domains of Nachleben are style, gesture and
the symbol, as vectors of exchange between heterogeneous spaces and times.
4
Finally, the processes of Nachleben can only be understood from the basis of their
`connaturality' with psychic processes in which the actuality of the primitive
manifests itself. Thus Warburg's interest for the latent or critical aspects of the
Pathosformel, as well as those that pertain to the drives and to fantasy.
It is highly significant that Warburg undertook a vast, never finished, and
never published `foundational' project on the psychology of art while working on
his dissertation on Botticelli, a work through which dream motifs, themes of
unconscious desire, of the erotische Verfogungscene (`erotic chase'), of sacrifice
and death discretely, yet confidently, make their way. In the three hundred or so
folios of this manuscript, written between 1888 (when he was just twenty-two
years old) and 1905, Warburg devised an entire psychological and philosophical
vocabulary (we would not want to call it a system) aimed at working out such
formidable problems as `art and thought', the relationship between `form and
content', the `theory of the symbol', the status of `anthropomorphism', the
`association of ideas', `images of thought', etc.
5
A vocabulary of `expression' remains omnipresent in all his attempts to
formulate a psychology of art, continuing up to the 1927 Allgemeine Ideen.
6
If all
history falls within the realm of a psychology then, for Warburg, the entire history
of images necessarily falls within the realm of a psychology of expression.AsI
ß Association of Art Historians 2001. Published by Blackwell Publishers,
108 Cowley Road, Oxford OX4 1JF, UK and 350 Main Street, Malden, MA 02148, USA.
621
ABY WARBURG AND THE SYMPTOM PARADIGM
have started to indicate, what is being formulated here is a psyche unconfined to
the familiar, heroic tales of artistic `personality'. This formulation points toward a
more basic and transversal, impersonal and trans-individual psyche; a psychic
condition common to what we customarily call body and soul, image and word,
representation and movement, and anthropologically central to what has been
somewhat impoverished by classical aesthetics under the concept of imitation.
7
This not only means that Nachleben should be thought of as a psychic time, it
means that the Pathosformel should be thought of as a psychic gesture. Gertrud
Bing recognized this fundamental trait. According to her, `pathos formulae' make
visible `not a quality of the external world like movement, distance or space, but a
state of the emotions'.
8
Bing, the historian slightly alarmed by the swampy psychic
terrain she has just touched on, concluded: `We are here treading on dangerous
ground.'
9
Yet, the Warburgian demand, dangerous or not, lies therein: the
Pathosformel must not be translated in terms of a semantics or semiotics of
corporeal gestures, but in terms of a psychic symptomatology. Pathos formulae are
the visible symptoms ± corporeal, gestural, presented, figured ± of a psychic time
irreducible to the simple thread of rhetorical, sentimental, or individual turns.
But, where does one find the theoretical paradigm for this demand? This was
Warburg's lengthy and obstinate quest. Its vocabulary would undoubtedly remain
that of expression, but its point of view was that of the symptom. For expression,
according to Warburg, is not the reflection of an intention, but is instead the
return of the repressed in the image. This is why Nachleben appears as the time of
a contretemps in history (thought of in terms of the development of styles), and
Pathosformel as the gesture of a counter-movement in history (thought of in terms
of the storia that an image represents).
`Expression', then. But symptomatic expression. [Translator's note: The word
Georges Didi-Huberman uses in French is `symptomale'. He wants to make a
distinction between symptomale, which is a critical term, and symptomatic, which
is a clinical term.] What kind of symptom? Symptom of what? And, above all,
symptom how? Without being certain what he would find, Warburg first turned
to medicine for answers. As early as 1888, it was the medical metaphor that
sprang to mind when he tried to express his hope for an epistemological
breakthrough, his desire to finish with the `aestheticising history of art' of
connoisseurs and sogennanten Gebildeten (`so-called cultured') specialists:
We of the younger generation want to attempt to advance the science of art
so far that anyone who talks in public about art without having specially
and profoundly studied this science should be considered just as ridiculous
as people are who dare to talk about medicine without being doctors.
10
When Warburg spoke of his desire for epistemological displacement, it was
again medicine, along with anthropology, that would dismantle the judgements of
taste proper to the `aestheticizing history of art'. He needed ethnology ± via his
voyage to Hopi country ± to teach him the meaning of the primitive, and medicine
to teach him the meaning of the symptom, so that traditional art history could cede
to an anthropology of images capable of `organically' grasping the stylistic and
symbolic phenomena of the Florentine Renaissance and the German Reformation:
622
ß Association of Art Historians 2001
ABY WARBURG AND THE SYMPTOM PARADIGM
Amongst other things, I was sincerely disgusted with the aestheticizing
history of art (der aÈ sthetisierenden Kunstgeschichte). It seemed to me that
the formal contemplation of the image ± which does not consider it a
biologically necessary product (als biologisch notwendiges Produkt)
between religion and art practice (which I only understood later) ± led to
such sterile prattling that after my trip to Berlin in the summer of 1896 I
decided to switch to medicine. I had no idea that after my trip to America
the organic relationship between the art and religion of `primitive' peoples
would appear with such clarity that I plainly saw the identity, or rather the
indestructibility of primitive man who remains eternally the same
throughout all epochs (die UnzerstoÈ rbarkeit des primitiven Menschen zu
[der] allen Zeiten), in such a way that I could demonstrate that he was as
much an organ of the Florentine Renaissance as he was, later, of the
German Reformation.
11
In fact, between 1891 and 1892 Warburg had already taken preparatory courses
in psychology for medical students. It seems clear, then, that for the young historian
of images medicine signified medicine of the soul above all. As nearly every
connoisseur of Warburg's work would attest,
12
from this moment on the question
remains as to which psychological or, rather, psychopathological framework
Warburg needed to found his stylistic analysis and symptomatology of renascent
culture. To claim that he was trying to get at the `symptoms of a collective spirit' is
far too imprecise.
13
Reducing the question of the symptom to one of a Hegelian
`meaning of history,' as Gombrich attempted, is even more unjustified.
14
And, calling
upon the obscure, if original, evolutionist Tito Vignoli as evidence for Warburg's
recourse to the pyschopathological paradigm is equally insufficient.
15
Only from 1918 onwards, from the very pit of his own psychological collapse,
did Warburg begin to see the proximity between his intellectual project and
psychoanalysis. By glossing over this episode, Gombrich effected a considerable
act of epistemological censure.
16
Once more, it was a question of burying the
demons of the Freudian unconscious ± as well as of the Nietzschean Dionysiac ±
under the ancient ramparts of a Mitteleuropa in ruins. It was a question of
providing the, henceforth Anglo-Saxon, `Warburgian tradition' with the return to
order of a philosophy of the faculties (Panofsky traded Nietzsche and the eternal
return for Kant and the a priori), bolstered by a `positive' psychology (Gombrich
traded Freud and fantasy for Popper and perception). In order to break through
this censure, we must try to re-imagine the path that brought Warburg to Freud.
* * *
Warburg's dreamed-of `historical psychology of expression', the theoretical
foundation for his anthropology of images, was envisaged, above all, as a
psychopathology. The Warburgian history of images attempts to analyse the
pleasure of formal invention, during the Renaissance for example, as well as the
`culpability' of repressed memory that can be manifest there. It evokes movements
of artistic creation, as well as `auto-destructive' compulsions at work in the very
exuberance of forms. It highlights the coherence of aesthetic systems, as well as
ß Association of Art Historians 2001
623
ABY WARBURG AND THE SYMPTOM PARADIGM
1 NiccoloÁ
dell'Arca, The
Lamentation of
Christ, Detail of
Mary Magdelene,
c. 1480. Terracotta,
Bologna: Santa
Maria della Vita.
Photo: Antonio
Guerra.
the sometimes `irrational' nature of the beliefs upon which they are founded. It
studies the unity of stylistic epochs, as well as the `conflicts' and the `formation of
compromises' that can traverse and dissociate them. It considers the beauty and
charm of masterpieces, as well as the `anxiety' and the `phobia' for which, says
Warburg, they provide a kind of `sublimation'.
Naturally, the theoretical archaeology of this vocabulary requires examina-
tion. It already reveals that if the symbol was at the centre of Warburg's pre-
occupations, it was not there as an abstract synthesis of reason and unreason, of
form and matter, etc.
17
but as a concrete symptom of a cleavage ceaselessly at
work in the `tragedy of culture'. When Warburg rests his eyes on a pathetic Mary
624
ß Association of Art Historians 2001
ABY WARBURG AND THE SYMPTOM PARADIGM
2 Bertoldo di
Giovanni,
Crucifixion (Detail),
c. 1485. Bronze
relief. Museo
Nazionale del
Bargello. Photo: the
author.
Magdelene by NiccoloÁ dell'Arca, Donatello, or Bertoldo di Giovanni (plates 1 and
2), it becomes clear that gestural `expression' is only symbolic in that it is first
symptomatic. Here, the gestural formula `expresses' solely to crystallize a moment
of intensity for the female saint, which appears, above all, as a veritable rupture in
the symbolic order of evangelical history. It is the moment of a contretemps in
which the unbridled desire of Antique maenads is repeated in Mary Magdelene's
body.
18
It is the gesture of a counter-movement which recalls, in Mary
Magdelene's body, a paganism that is duly ignored by the entire symbolic
content ± the sacrifice of the incarnate Word. Therefore, it seems to be a question
of something like a symptom.
ß Association of Art Historians 2001
625
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