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SEMANTICS
Primes
and
Universals
ANNA WIERZBECKA
Oxford
New York
iOlXFlOlRD
UNIVERSITY
PRESS
Oxford University Press, WaI~onStreet, Oxford
0x2
16~~-
OxJTord Mew York
Athens Aucklmd Bangkok &day
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associated companies
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Acknowledgements
This book owes a great deal to my friend and colleague Cliff Goddard of
the Universiky of New England, who read and ma& very detailed comments
on the first draft of it.
I;
have revised all the chapters, same of them quite
extensively, in response to Cliff's criticisms and suggestions. Over a number
af
years,
CliU
;has
been my principal partner in the search for semantic
primes and semanticuniversals, and interminable tdephone Biscussions with
him have knan
unfailing
souce of insight
and
inte1lectud pleasure.
1
arnn
also very grateful to my old friend Andrzej Bogustawski of Warsaw
TJmiversity, who three decades ago initiated the search for semantic primes,
who has mntinued this search thoughout this period, and who, despite dis-
tance,
has remained an invaluable interlocutor and colleague.
I
would like to thank the colleagues who
read
and mmemted on an ear-
lier draft of the Introduction
to
this book and thus enabled me to improve
it, in particular Sasha AikhenvaPd, Avery hhews,Jentcrnne Bmner, Bob
Dixont, Mark hrie, Ian Green, Jean Harkins, Randy Allen Harris, Helen
WLoghlin, Andy Pawlley, and Jane Simpson.
I am particularly grateful to my extremely able Research Assistant, Helen
O'Loghlin, who went far beyond the call of duty
in
assisting
me
to prepare
this book for publication, chasing references, tracking down iineansistcneies
and errors, dis~ussing
Oxford is a erode mark of Oxford University Press
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plrspose of research or private study, or criticism or review. as permared
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1198.
or in tf~e
in accurdance with the term ofthe Ifcences
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Cupyrigh~Licensing Agency. Eaquiries camcernirsg
reproduction outsfde these termmd in other countrie~should be
Sent to the Rights Department. Oxford Umiversity Press,
at !he address abave
case of
conseat in anyform of binding or cover
other than rhes in which it is pubEished and without a simifar condition
inchtdtng lhEr condirfonbeing imposed on
the
subseqwent purchaser
British Library Catab,,uing in Pub!ica?totiData
Dada awaiIabi'e
Library
.ya
Congress C~taiogrhg
h
Publication Dara
Senrmsltcs :primes and universab
/
Aana Mfierzbicka.
JncIudes previow$ pubhhed materiaf rev. mdexprmded
ior
Ihb
pubficatbn.
Jnizchdes bi5Siographkal references and index.
1.
$emnnrfc.~.
2.
Universa!~'s(Lingtais#ics]3. Grammar,
campararive and genera!.
4
Language
and
dture.
1.
Titte.
~3125.5.~54~54
19%
ideas, and suggesting possible ways of improvement.
Her help was indispensable. I would like, too, to thank the Australian
Research Council for a grant for research assistanw, which made this pos-
sible. I would also like to thank
Tim
Curnow, who worked as my Research
Assistant at an earlier stage of the preparation of the book {also under an
ARC grant), and
whose
help
was
also invaluable.
It is also a pleasure to express
my
heartfelt gratitude and appreciation to
Ellalene Seymour, for her expert, patient, and good-humowlred typing and
editing of the sruwessive drafts of this book.
Finally, I would like to thank my students at the Australian Nationaie
University, and in particular, the participants of my Seminar on Semantics,
who have contributed both valuable data and ideas to
the
project.
Some portions of this book first appeared, in different fom, as articles
in journals or as chapters in colllective volumes. I thank the publishers
far permission to include revised and expanded versions of the following
publications or parts thereoE
~oI~.~~Ac~o
95-2fprm
Prixrted in Great 8rirah
on acid$ree paper by
Bookcrojt (80th)
Ltd,
Mi&omer Norma
O
Anna Wierzbicka
1996
AN
rigfigs reservtrd
No
past
01
reprographic ~epr0d~clid)FI
Thk book
b
soM mbject to the condition let
it
shdl not, by
WQJJ
of8~11pde
or olherwke, be !en#,re-soh$, faired on8 or ofjiwwfse circu!ale$
vvilhorrs
rkepu5liskr~~ur
Studies in Li~gwisfkCafegorizatiem.
London: Routfdge
&
Kegan Pau1.
19910.
347-3167.
Semantic Primitives and Semantic Fidds. In Adrienne Lekres and Eva Fder Kittag
(eds,).
Frames" Fie[&, ad Contrwfs: New Essays
EjJ
Semantic and LexScaE
Organization.
Hillsdale,
NJ:
Lawrence Esfbalum.
1992. 209-27.
Semantic Complexity: Conwptual Primitives and the Principle of Substitutability.
Theoretical ICimg~lis~ies,
E
7.
1991. 75-97,
Semantic Uniwzrsals and Trlmitlve Thought? The Question ofthe Psychk Unity of
Humankind.
.?~u~aal
I.
GENERAL
ISSUES
A~nthropafogy.
U1. 1994. 1-27, l667.
Ostensive Definitions and Verbal Definitions: Innate Conceptual Primitives tand the
Acquisition of Concepts,
In
Maciej Grochowski and Daniel Weiss (eds.].
Worthare
Physieiamjor an AiEing
Mhd
Sagners Slavistische Sammlung,
xvii.
Munich: Otto
Sagner.
1991.
46740.
Back tra Definitions: tagnition, Semantics, and Lexicography.
Lexfcograph[ca.
8.
1992. 14W4.
(Published in
1994.1
What we the Uses of Theorebid Lexicography?
Didbnaries.
14. 1992-3.
44-7%.
Replies to Discussmts.
DLfimwries.
14, 1992-93. 139-59.
The Meaning of Conour Terms: Semantics, CnBture, and Cognition.
Cognitive
Lingwtstics.
l$1.
1990. 99-P-nTO.
Dictionaries versus Encyclopaedias: How
to
Draw the Line. In Philip Davis i(ed.1.
DescrQative
wd
Thearetical Modes
in
the Alternative LinisguLrics.
Philadelphia!
Amsterdam: John Benjds.Forthcoming.
What
is
a Life Form? Conceptual Issues in Ebhnolbiologg.
Journal of Linguistic
AmrhropoIagp.
21.
1992.
3-21).
Semantic Rules Know no Exoeptions.
Studies
in
htagttage.
15B. 1991.
37
1-98.
The Semantics of Grammar: A Reply to Professor Palmer.
Journal
af
Lingwhtics.
27/2. 1991. 495-8.
k
Semantic Basis far Grammatical Typdogg. In Werner Abraham, Talmy Givon,
aad Sandra Thompson (eds.).
Discourse. Gramnr
and
Typolagye
Complementary
Series of Studies
in
Language. Amsterdam:
John
Bemjamins.
l79-209.
Semamftics and Epistemology: The Meaning of 'Evidentials' in a Cross-linguistic
Perspective.
Language Sciences.
16,'I. 1994.
8
1-137.
1.
Language and Meanring
2.
SemantL Primitives (or Primes)
3.
Lexical Universals
4.
Innate Conapts
and
Language Acquisition
5.
The Universal Syntax of Meaning
6.
The iC\Baturrul Semantic Metalanguage mSM)
7.
Semantic Invariants
8.
Metlhodologi@d Issues
9.
Past, Present, and Future of NSM Semantic
Theory
2.
A
Smrvey
af
Semantic
Prirnitivlt?~
A. OLD
PRPMITIVES
11.
Introduction
2.
Substantives:
I,
YOU, SOMEONE, SOMETHING,
PEOPLE
3.
Determiners: THIS, THE SAME, OTHER
4.
Quantifiers: ONE,
WQ,
MANY
(MUCH)l,
ALL
5.
Mental Predicates: THINK, KNOW, WANT,
FEEL
6.
Speech: SAY
7,
Actions and Events: DO and HAPPEN
8.
Evaluators: GOOD and
SAD
9.
Descriptors: BIG
and
SMALL
10.
Tim: WHEN, BEFORE,
AFTER
1
1.
Space: WHERE, UNDER, ABOVE
12.
Partonomy and Taxonomy: BART (OF) and
KIND (OF)
13,
Metapredicates: NOT, CAN, VERY
84.
Zntercllawsal
Linkers:
IF,
BECAUSE, LIKE
B. NEW
PRPMJTWES
15.
Introduction
16.
Determiners and Quantifiers:
SOME
and MORE
17.
Mental Predicates: SEE
and
HEAR
18.
M~~~vememt,
Exisllenoe, Life:
MOVE,
THERE IS, LIVE
'Prototypes Save? On the Uses and Abuses of the Notion of 'Prototype' in
Linguistics and Relaked Fields. In Savas
L.
Tsohactzidis (ed.).
Meanings
md
P~o~obypes:
~JLi~~guEsfic
19. Space: FAR and NEAR, SIDE, INSIDE, HERE
89
2.
Natural Kinds and Cultural Kinds
3. Speech Act Verbs
4. Emotion Concepts
5.
Conclusion
20.
The:A LONG TIME, A SHORT TIME, NOW
97
21.
Imagination and Possibility: IF
.
.
.
WOULD, CAN,
MAYBE
101
22.
WORD
107
6. Semantics
and
'Trimi~vea?.ougStW
184
23.
General Discussion: Opposites and Converses
108
24. Conclusion
110
1.
Introduction
2.
The Universality of BECAUSE
3. The Universality of
IF
4,
The Universality of SOMEONE
5. The Universality of ALL
6.
The Universality of KNOW and THINK
7, General Discussian
3.
Universal Grammar:
The
Syntax mf
Udxersal
Semantic
Primitives
112
1.
Introduction
1112
2.
Preliminary Discussion
P
113
3.
Substantives: YOU, I; SOMEONE, PEOPLE;
SOMETHING
P
14
4. Mental Predicates: THINK, KNOW,
WANT,
FEEL, SEE,
HEAR
119
7. Semantic
CompIexty
and
the
Wob
IcDf
Ostemsian
in the
Acquisitian
of
Cancepb
211
5.
Sglm3Al:
SAY
120
6.
Actions, Events, and Movement: DO, HAFPEN, MOVE
122
1. Introduction
211
1
7.
Existence and Life: BE (THERE ISARE) and LIVE
3
24
2.
Complex Concepts as Configurations of Simple Ones
2112
8.
Determiners and Qluanltifiers: THIS, THE SAME,
OTHER; ONE, TWO,
hiZAW
(MUCH], SOME, ALL
3. Abstract Concepts: Words For Emotions
2114
126
4.
Relatively Simple Concrete Concepts: Body Parts
and
the
Natural Environment
9.
Augmentor: MORE
129
2118
10.
Evaluators:
GOOD
and
DAD
130
5.
Temperature Terms and the Conoept of 'Fire'
22
1
I
I.
Descriptors: BIG and SMALL
131
6.
Cultural and Naturall Kinds: 'Breadknd Water'
225
12. Time: WHEN, AFTER, BEFORE, A LONG TIME, A
SNORT TIME,
NOW
7. Plugging Concepts In
232
13
1
8.
Conclusion
233
13. Space: WHERE; FAR, NEAR; UNDER, ABOVE; SIDE;
INSIDE; HERE
14.
1ntercUausa;mlLinkers: BECAUSE,
IF,
IF
...
WOULD
133
1l.
LEXICAL
SEMANTICS
235
137
15. Clause Operators: NOT and MAYBE
139
116. Metapredicate CAN
140
I.
Linguistic Meaning
2.
Definitions as a Tool far Cross-cuIturaQResearch
3.
The Conoept of a Semantic Invariant
4.
Determinacy of Meaning
5.
Problems of Polysemy
6.
Lexical Mearming and Illocutionary Rhetorical Devices
7.
Family Resemblances
8.
Dictionary Definitions
9.
Fodor on Definitions
10.
Clsnclusion
11 7. Intensifier: VERY
141
18.
Taxonomy, Partonomy: KIND
OF,
PART
OF
1141
14. Similarity: LIKE
143
20. General Discussion
144
4. Prototypes
amd
Invmiiants
3148
P
.
Intwducticrn
148
32.
Abuses of "'Prototypes'9n Semantics: Some Illustraitions
149
-b3.
Uses of 'Tro~totypes"in Semantics: Some Illustrations
160
4.
Conclusion
167
9. Semawtics
and
kxicogrspby
P.
Introduction
2. Scope versus Adequag and Truth
5.
Semrrwdc RimiitiExes
and
Semantic
Fields
1.
Introduction
3.
Saying Something that is not True
4. Saying Something that is Superfluous
5.
Confusing Meaning with Knowledge
6.
Definition8 which are too Broad
7.
Capturing the Invariant
8.
Standing Firmly on the Cirollmd of Discreteness
9.
Distinguishing Polysemy from Vagueness
10.
Avoiding Circularity
11. Relying on Indefinables
12. Using Simple Language
13. Exploring New Models of Definition
14.
Conclusion
3.
Types of Linguistic Evidenm
355
4.
"Life FomsY3nEnglish Folk Zoology
358
5.
Are there Monogeneric ""LiEe Forms"?
360
6. "Life Foms'7n English Folk Botany
361
7.
Polflypic Genera 365
8.
"'Ciestalts"
ad
"Distinctive Features'" 366
9. "Hidden Namres" and ""Proper Names'"
367
101.
Living Things and Artefacts: Similar or Radically Different? 370
1
1,
Conrclwsion
374
aP.
THE SEWlCSOF GR-R
377
1113.
Semntie Rules
ie
Grammar
I. Introduction
2. Semantic Rules: The Past Practiw
3.
'Wual Nouns" and Absolute Predictiveness
4. Evidence for Different ConceptualFzaEions
5.
The Mystery of
Scaks
6.
Predictiveness and Different Languages
7.
Different Cultures, Different Conceptualizatims
8.
The Semantics of Gender
9.
The Unconscious Character of Semantic Rules
10.
Conclnasi~n
8,
introduclion
2,
Mcaniny and
Scientific
Kncawllcdgc
3,
Meaning and Coilour Charts
4.
Meaning and Psychological Reality
5.
Colour Terms as Quotations
6.
"Black" awd 'White'" 'Dark"' and "Lighlt"
7.
Green,
gwyrdd
welsh),
btuy
(Hanunlliio)
8.
Blue,
rniebfaki
(Polish),
goSuboj
and
8hQ
(Russian),
aoi
(Japanese), and
f&
flhsui)
9. ""Red"
and
"Yell~w"
10. Macro-white and Macro-Mack
11. Macro-red and Grue
12. Names of Mixed Coiours
1
3.
caBrown"
84.
Names of Specific (Locally Salient) Referents
15.
Condusion: Chromatolrogy, Cognition, and Culture
14. A Semantit Basis far Grannmattsl Deseriptiau and Typailagy:
Tramsithity and Reflexives
1.
Introduction
402
3.
Typology and Semantics
4x017
4. Reflexive Constructions
409
5.
Transitive Constructions
420
11.
The Semantics of
Nalhrral
Kinds
1.
Iaatroduction
2,
Abstract Comcepts and Concrete Concepts
3. Scientific Knowledge versus Everyday Knowledge
4. An IPlwskration: Folk Mice versus Scientific Mice
5.
The Evidenoe for the Folk Concept
6. General Discussion
7. Concllusion
6. Concliwsiosr
425
15. CompEurimg Grammaticral Categories across
Lmguag;es:
The Semantics
loif
Elridemtialls
1.
111tr~du~tion
2.
Kashaya
3.
Quechua
4. Wlntu
5. Maricopa
6. Bulgarian and Maoedonian
7.
Conclusion
8.
A Summary of the FormuIae
12. Semantics and Ethuobiloliagy
11.
Introdunction
2. Ethnobiological AnaByds: Tools and Methods
2.
The Uniqueness
d
Grammatical and Semantic Systems
404
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