Husserl, Edmund - Phenomenology (1927 Britannica Article).pdf

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"PHENOMENOLOGY"
BRITANNICA ARTICLE (1927),
FOURTH DRAFT
TRANSLATED BY RICHARD E. PALMER
<Introduction>
The term "phenomenology" designates two things: a new kind of
descriptive method which made a breakthrough in philosophy at the turn of the
century, and an a priori science derived from it; a science which is intended
to supply the basic instrument (Organon) for a rigorously scientific
philosophy and in its consequent application, to make possible a methodical
reform of all the sciences. Together with this philosophical phenomenology,
but not yet separated from it, however, there also came into being a new
psychological discipline parallel to it in method and content: the a priori
pure or "phenomenological" psychology, which raises the reformational claim to
being the basic methodological foundation on which alone a scientifically
rigorous empirical psychology can be established. An outline of this
psychological phenomenology, standing nearer to our natural thinking, is well
suited to serve as a preliminary step that will lead up to an understanding
of philosophical phenomenology.
I.
PURE PSYCHOLOGY:
ITS FIELD OF EXPERIENCE, ITS METHOD, AND ITS FUNCTION
¤1. Pure Natural Science and Pure Psychology.
Modern psychology is the science dealing with the "psychical" in the
concrete context of spatio-temporal realities, being in some way so to speak
what occurs in nature as egoical, with all that inseparably belongs to it as
psychical processes like experiencing, thinking, feeling, willing, as
capacity, and as habitus. Experience presents the psychical as merely a
stratum of human and animal being. Accordingly, psychology is seen as a
branch of the more concrete science of anthropology, or rather zoology.
Animal realities are first of all, at a basic level, physical realities. As
such, they belong in the closed nexus of relationships in physical nature, in
Nature meant in the primary and most pregnant sense as the universal theme of
a pure natural science; that is to say, an objective science of nature which
in deliberate onesidedness excludes all extra-physical predications of
reality. The scientific investigation of the bodies of animals fits within
this area. By contrast, however, if the psychical aspect of the animal world
is to become the topic of investigation, the first thing we have to ask is
how far, in parallel with the pure science of nature, a pure psychology is
possible. Obviously, purely psychological research can be done to a certain
extent. To it we owe the basic concepts of the psychical according to the
properties essential and specific to it. These concepts must be incorporated
into the others, into the psychophysical foundational concepts of psychology.
It is by no means clear from the very outset, however, how far the idea
of a pure psychologyÑas a psychological discipline sharply separate in itself
and as a parallel to the pure physical science of natureÑhas a meaning that is
legitimate and necessary of realization.
2. The Purely Psychical in Self-Experience and Community Experience.
The Universal Description of Intentional Experiences.
To establish and unfold this guiding idea, the first thing that is
necessary is a clarification of what is peculiar to experience, and especially
to the pure experience of the psychicalÑand specifically the purely psychical
that experience reveals, which is to become the theme of a pure psychology.
It is natural and appropriate that precedence will be accorded to the most
immediate types of experience, which in each case reveal to us our own
psychical being.
Focussing our experiencing gaze on our own psychical life necessarily
takes place as reflection, as a turning about of a glance which had previously
been directed elsewhere. Every experience can be subject to such reflection,
as can indeed every manner in which we occupy ourselves with any real or ideal
objectsÑfor instance, thinking, or in the modes of feeling and will, valuing
and striving. So when we are fully engaged in conscious activity, we focus
exclusively on the specific thing, thoughts, values, goals, or means involved,
but not on the psychical experience as such, in which these things are known
as such. Only reflection reveals this to us. Through reflection, instead of
grasping simply the matter straight-outÑthe values, goals, and
instrupsychicalitiesÑwe grasp the corresponding subjective experiences in
which we become "conscious" of them, in which (in the broadest sense) they
"appear." For this reason, they are called "phenomena," and their most general
essential character is to exist as the "consciousness-of" or "appearance-of"
the specific things, thoughts (judged states of affairs, grounds,
conclusions), plans, decisions, hopes, and so forth. This relatedness <of the
appearing to the object of appearance> resides in the meaning of all
expressions in the vernacular languages which relate to psychical processÑfor
instance, perception of something, recalling of something, thinking of
something, hoping for something, fearing something, striving for something,
deciding on something, and so on. If this realm of what we call "phenomena"
proves to be the possible field for a pure psychological discipline related
exclusively to phenomena, we can understand the designation of it as
phenomenological psychology. The terminological expression, deriving from
Scholasticism, for designating the basic character of being as consciousness,
as consciousness of something, is intentionality. In unreflective holding of
some object or other in consciousness, we are turned or directed towards it:
our "intentio" goes out towards it.
The phenomenological reversal of our gaze shows that this "being
directed" <Gerichtetsein> is really an immanent essential feature of the
respective experiences involved; they are "intentional" experiences. An
extremely large and variegated number of kinds of special cases fall within
the general scope of this concept. Consciousness of something is not an empty
holding of something; every phenomenon has its own total form of intention
<intentionale Gesamtform>, but at the same time it has a structure, which in
intentional analysis leads always again to components which are themselves
also intentional. So, for example, in starting from a perception of something
(for example, a die), phenomenological reflection leads to a multiple and yet
synthetically unified intentionality. There are continually varying
differences in the modes of appearing of objects, which are caused by the
changing of "orientation"Ñof right and left, nearness and farness, with the
consequent differences in perspective involved. There are further differences
in appearance between the "actually seen front" and the "unseeable"
<"unanschaulichen"> and the relatively "undetermined" reverse side, which is
nevertheless "meant along with it." Observing the flux of modes of appearing
and the manner of their "synthesis," one finds that every phase and portion
<of the flux> is already in itself "consciousness-of" but in such a manner
that there is formed within the constant emerging of new phases the
synthetically unified awareness that this is one and the same object. The
intentional structure of any process of perception has its fixed essential
type <seine feste Wesenstypik>, which must necessarily be realized in all its
extraordinary complexity just in order for a physical body simply to be
perceived as such. If this same thing is intuited in other modesÑfor example,
in the modes of recollection, fantasy or pictorial representationÑto some
extent the whole intentional content of the perception comes back, but all
aspects peculiarly transformed to correspond to that mode. This applies
similarly for every other category of psychic process: the judging, valuing,
striving consciousness is not an empty having knowledge of the specific
judgments, values, goals, and means. Rather, these constitute themselves,
with fixed essential forms corresponding to each process, in a flowing
intentionality. For psychology, the universal task presents itself: to
investigate systematically the elementary intentionalities, and from out of
these <unfold> the typical forms of intentional processes, their possible
variants, their syntheses to new forms, their structural composition, and from
this advance towards a descriptive knowledge of the totality of psychical
process, towards a comprehensive type of a life of the psyche <Gesamttypus
eines Lebens der Seele>. Clearly, the consistent carrying out of this task
will produce knowledge which will have validity far beyond the psychologist's
own particular psychic existence.
Psychical life is accessible to us not only through self-experience but
also through the experience of others. This novel source of experience offers
us not only what matches our self-experience but also what is new, inasmuch
as, in terms of consciousness and indeed as experience, it establishes the
differences between own and other, as well as the properties peculiar to the
life of a community. At just this point there arises the task of also making
the psychical life of the community, with all the intentionalities that
pertain to it, phenomenologically understandable.
3. The Self-Contained Field of the Purely Psychical.ÑPhenomenological Reduction and
Genuine Experience of Something Internal.
The idea of a phenomenological psychology encompasses the whole range of
tasks arising out of the experience of self and the experience of the other
founded on it. But it is not yet clear whether phenomenological experience,
followed through in exclusiveness and consistency, really provides us with a
kind of closed-off field of being, out of which a science can grow which is
exclusively focussed on it and completely free of everything psychophysical.
Here <in fact> difficulties do exist, which have hidden from psychologists the
possibility of such a purely phenomenological psychology even after Brentano's
discovery of intentionality. They are relevant already to the construction of
a really pure self-experience, and therewith of a really pure psychical datum.
A particular method of access is required for the pure phenomenological
field: the method of "phenomenological reduction." This method of
"phenomenological reduction" is thus the foundational method of pure
psychology and the presupposition of all its specifically theoretical
methods. Ultimately the great difficulty rests on the way that already the
self-experience of the psychologist is everywhere intertwined with external
experience, with that of extra-psychical real things. The experienced
"exterior" does not belong to one's intentional interiority, although
certainly the experience itself belongs to it as experience-of the exterior.
Exactly this same thing is true of every kind of awareness directed at
something out there in the world. A consistent epoch_ of the phenomenologist
is required, if he wishes to break through to his own consciousness as pure
phenomenon or as the totality of his purely psychical processes. That is to
say, in the accomplishment of phenomenological reflection he must inhibit
every co-accomplishment of objective positing produced in unreflective
consciousness, and therewith <inhibit> every judgpsychical drawing-in of the
world as it "exists" for him straightforwardly. The specific experience of
this house, this body, of a world as such, is and remains, however, according
to its own essential content and thus inseparably, experience "of this house,"
this body, this world; this is so for every mode of consciousness which is
directed towards an object. It is, after all, quite impossible to describe an
intentional experienceÑeven if illusionary, an invalid judgement, or the
likeÑwithout at the same time describing the object of that consciousness as
such. The universal epoch_ of the world as it becomes known in consciousness
(the "putting it in parentheses") shuts out from the phenomenological field
the world as it exists for the subject in simple absoluteness; its place,
however, is taken by the world as given in consciousness (perceived,
remembered, judged, thought, valued, etc.)Ñthe world as such, the "world in
parentheses," or in other words, the world, or rather individual things in the
world as absolute, are replaced by the respective meaning of each in
consciousness <Bewu§tseinssinn> in its various modes (perceptual meaning,
recollected meaning, and so on).
With this, we have clarified and supplemented our initial determination
of the phenomenological experience and its sphere of being. In going back
from the unities posited in the natural attitude to the manifold of modes of
consciousness in which they appear, the unities, as inseparable from these
multiplicitiesÑbut as "parenthesized"Ñare also to be reckoned among what is
purely psychical, and always specifically in the appearance-character in which
they present themselves. The method of phenomenological reduction (to the
pure "phenomenon," the purely psychical) accordingly consists (1) in the
methodical and rigorously consistent epoch_ of every objective positing in the
psychical sphere, both of the individual phenomenon and of the whole psychic
field in general; and (2) in the methodically practiced seizing and describing
of the multiple "appearances" as appearances of their objective units and
these units as units of component meanings accruing to them each time in their
appearances. With this is shown a two-fold directionÑthe noetic and noematic
of phenomenological description. Phenomenological experience in the
methodical form of the phenomenological reduction is the only genuine "inner
experience" in the sense meant by any well-grounded science of psychology. In
its own nature lies manifest the possibility of being carried out continuously
in infinitum with methodical preservation of purity. The reductive method is
transferred from self-experience to the experience of others insofar as there
can be applied to the envisaged <vergegen-wŠrtigten> psychical life of the
Other the corresponding parenthesizing and description according to the
subjective "how" of its appearance and what is appearing ("noesis" and
"noema"). As a further consequence, the community that is experienced in
community experience is reduced not only to the psychically particularized
intentional fields but also to the unity of the community life that connects
them all together, the community psychical life in its phenomenological purity
(intersubjective reduction). Thus results the perfect expansion of the
genuine psychological concept of "inner experience."
To every mind there belongs not only the unity of its multiple
intentional life-process <intentionalen Lebens> with all its inseparable
unities of sense directed towards the "object." There is also, inseparable
from this life-process, the experiencing ego-subject as the identical ego-pole
giving a centre for all specific intentionalities, and as the carrier of all
habitualities growing out of this life-process. Likewise, then, the reduced
intersubjectivity, in pure form and concretely grasped, is a community of pure
"persons" acting in the intersubjective realm of the pure life of
consciousness.
4. Eidetic Reduction and Phenomenological Psychology as an Eidetic Science.
To what extent does the unity of the field of phenomenological experi-
ence assure the possibility of a psychology exclusively based on it, thus a
pure phenomenological psychology? It does not automatically assure an
empirically pure science of facts from which everything psychophysical is
abstracted. But this situation is quite different with an a priori science.
In it, every self-enclosed field of possible experience permits eo ipso the
all-embracing transition from the factual to the essential form, the eidos.
So here, too. If the phenomenological actual fact as such becomes irrelevant;
if, rather, it serves only as an example and as the foundation for a free but
intuitive variation of the factual mind and communities of minds into the a
priori possible (thinkable) ones; and if now the theoretical eye directs
itself to the necessarily enduring invariant in the variation, then there will
arise with this systematic way of proceeding a realm of its own, of the "a
priori."
There emerges therewith the eidetically necessary typical form, the
eidos; this eidos must manifest itself throughout all the potential forms of
psychical being in particular cases, must be present in all the synthetic
combinations and self-enclosed wholes, if it is to be at all "thinkable," that
is, intuitively conceivable. Phenomenological psychology in this manner
undoubtedly must be established as an "eidetic phenomenology"; it is then
exclusively directed toward the invariant essential forms. For instance, the
phenomenology of perception of bodies will not be (simply) a report on the
factually occurring perceptions or those to be expected; rather it will be the
presentation of invariant structural systems without which perception of a
body and a synthetically concordant multiplicity of perceptions of one and the
same body as such would be unthinkable. If the phenomenological reduction
contrived a means of access to the phenomenon of real and also potential inner
experience, the method founded in it of "eidetic reduction" provides the means
of access to the invariant essential structures of the total sphere of pure
psychical process.
5. The Fundapsychical Function of Pure Phenomenological Psychology for an Exact
Empirical Psychology.
A phenomenological pure psychology is absolutely necessary as the
foundation for the building up of an "exact" empirical psychology, which since
its modern beginnings has been sought according to the model of the exact pure
sciences of physical nature. The fundapsychical meaning of "exactness" in
this natural science lies in its being founded on an a priori form-systemÑeach
part unfolded in a special theory (pure geometry, a theory of pure time,
theory of motion, etc.) Ñfor a Nature conceivable in these terms. It is
through the utilization of this a priori form-system for factual nature that
the vague, inductive empirical approach attains to a share of eidetic
necessity <Wesensnotwendigkeit> and empirical natural science itself gains a
new senseÑthat of working out for all vague concepts and rules
their indispensable basis of rational concepts and laws. As essentially
differentiated as the methods of natural science and psychology may remain,
there does exist a necessary common ground: that psychology, like every
science, can only draw its "rigor" ("exactness") from the rationality of that
which is in accordance with its essence"." The uncovering of the a priori set
of types without which "I," "we," "consciousness," "the objectivity of con-
sciousness," and therewith psychical being as such, would be
inconceivableÑwith all the essentially necessary and essentially possible
forms of synthesis which are inseparable from the idea of a whole comprised of
individual and communal psychical lifeÑproduces a prodigious field of
exactness that can immediately (without the intervening link of
Limes-Idealisierung <apparently meaning idealization to exact, mathematical
limits>) be carried over into research on the psyche. Admittedly, the
phenomenological a priori does not comprise the complete a priori of
psychology, inasmuch as the psychophysical relationship as such has its own a
priori. It is clear, however, that this a priori will presuppose that of a
pure phenomenological psychology, just as, on the other side, it will
presuppose the pure a priori of a physical (and specifically the organic)
Nature as such.
The systematic construction of a phenomenological pure psychology
demands:
(1) The description of the peculiarities universally belonging to the
essence of an intentional psychical process, which includes the most general
law of synthesis: every connection of consciousness with consciousness gives
rise to a consciousness.
(2) The exploration of single forms of intentional psychical processes
which in essential necessity generally must or can present themselves in the
mind; in unity with this, also the exploration of the syntheses they are
members of for a typology of their essences: both those that are discrete and
those continuous with others, both the finitely closed and those continuing
into open infinity.
(3) The showing and eidetic description <Wesensdeskription> of the total
structure <Gesamtgestalt> of psychical life as such; in other words, a
description of the essential character <Wesensart> of a universal "stream of
consciousness."
(4) The term "I" <or "ego"> designates a new direction for investigation
(still in abstraction from the social sense of this word) in reference to the
essence-forms of "habituality"; in other words, the "I" <or "ego"> as subject
of lasting beliefs or thought-tendenciesÑ "persuasions"Ñ(convictions about
being, value-convictions, volitional decisions, and so on), as the personal
subject of habits, of trained knowing, of certain character qualities.
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