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CoherenceandQuantumOpticsVII
,Eds.J.H.Eberly,L.Mandel,andE.Wolf
Plenum,NewYork1996,p.313
THEPHOTONWAVEFUNCTION
IwoBialynicki-Birula
CenterforTheoreticalPhysics,PolishAcademyofSciences
Lotnik¶ow32/46,02-668Warsaw,Polandand
AbteilungfÄurQuantenphysik,UniversitÄatUlm,89069Ulm,Germany
INTRODUCTION
Quantizationoftheelectromagnetic¯eldistraditionallyintroducedatthelevelofsecondquan-
tization:theclassical¯eldvariablesarereplacedby¯eldoperators.Ibelievethatthereasonswhy
a¯rst-quantizedtheoryofphotonshasneverbeenfullydevelopedaremainlyhistorical.HadDirac
discoveredhisrelativisticwaveequation[1]priortohisquantizationoftheelectromagnetic¯eld[2],he
wouldhavenoticedandmostprobablyfurtherexploredagreatsimilaritybetweenthewaveequation
fortheelectron(orevenbetterfortheneutrino)andtheMaxwellequations.Asithappened,this
similaritywasnoticedlater(forthe¯rsttimeapparentlybyMajorana[3])andplayednoroleinthe
developmentofthequantumtheoryofelectromagnetismbecausethequantizedelectromagnetic¯eld
hasbeenintroducedfromtheverybeginningandaccountedforallquantumpropertieselectromag-
neticradiation.Subsequentlyquantumelectrodynamicshasbecomesosuccessfulinexplainingwith
utmostaccuracyallexperimentswithinitsrangeofapplicabilitythattherewasnoneedtosearchfor
analternativeformulationthatwouldemploytheconceptofthephotonwavefunction.Considering
ourtrustinquantumelectrodynamicsandourfamiliaritywithitsformalapparatusonemayevenask
ifthereisanyjusti¯cationatallfor,whatitessentiallyamountsto,areconstructionofthenotionof
thephotonfunctionfromQED,onlytofaceanotsofamiliarobjectwhosepropertiesareyettobe
uncovered.
Icanseethreereasonswhytheintroductionofaphotonwavefunctionisworththee®ort.First
ofall,oneachievesauni¯eddescriptionofallparticles(massiveandmassless)atbothlevels(¯rst
andsecond)ofquantization.Thisisparticularlyattractivefromthepedagogicalpointofviewsince
onecanusethesamemathematicaltoolstostudythequantumpropertiesofmassiveandmassless
particles.Second,variousaspectsofthephotondynamics(forexample,theangularmomentumof
thephoton,evanescentwaves,orthepropagationofphotonsinnoninertialframesofreference)can
bedescribedmuchmoreeasilywithintheframeworkofphotonwavemechanicswithoutbringingin
theformalismof¯eldquantization.Third,armedwiththeconceptofthephotonwavefunctionand
allthetoolsofthestandardwavemechanics,onecancomeupwithsomenewmethodsofdescribing
photons.Forexample,onecanstudyquantummechanicaleigenvalueproblemsforthephotons,one
canintroduceananalogoftheWignerfunctionforthephoton,andonecan¯ndacounterpartofthe
hydrodynamicformulationofwavemechanicsforphotons.MuchofwhatIwillsayhereisnotnew;
itcanbeobtainedby"reverseengineering"fromtextbooksonquantumelectrodynamics.Therewill
be,however,asigni¯cantchangeinemphasisleadingtosomenewconclusions.
Photonwavefunctionsappearindisguiseinthestandardformulationofquantumelectrodynamics
asthecoe±cients(calledmodefunctions)inanexpansionoftheelectromagnetic¯eldoperatorsinto
photoncreationandannihilationoperators.Ittakessomee®orttorecognizegenuinewavefunctions
inthesecoe±cientfunctionssincethemodefunctionsarealwaysassumedtodescribemonochromatic
radiation[4{7].Thus,contrarytothespiritofwavemechanics,arbitrarysuperpositionsofthemode
functionsareforbiddensincethey,ingeneral,leadtononstationarywavepackets.Thisrestriction
may,however,beremoved(seeforexample[8]);theonlyessentialpropertyofthecoe±cientfunctions
beingthattheyformacomplete(andpreferablyalsoanorthonormal)set.
Inthispaper,Ishallarguethatnotonlyonemayreconstructphotonwavefunctionsfromstandard
quantumelectrodynamicsbutthatonecansetupaconsistentwavemechanicsofphotonsthatcould
beusedtodescribevariousquantume®ects,
independently
oftheformalismofsecondquantization.
Inotherwords,inconstructingafullquantumtheoryofphotonsonemayalsoproceed,asinquantum
theoryofmassiveparticles,throughtwostages.Atthe¯rststageoneintroduceswavefunctionsanda
waveequationobeyedbythesewavefunctions.Atthesecondstageoneupgradesthewavefunctions
tothelevelof¯eldoperatorsinordertodealmoree®ectivelywithstatesinvolvingmanyparticlesand
toallowforprocessesinwhichthenumberofparticlesisnotconserved.
Theveryconceptofthephotonwavefunctionisnotnew,butstrangelyenoughithasneverbeen
systematicallyexplored.Manytextbooksonquantummechanicsstarttheintroductiontoquantum
theorywithadiscussionofphotonpolarizationmeasurements(cf.forexample[9{12])butacomplete
photonwavefunctionnevermakesitsappearance,asifthenotionofawavefunctionwasrestricted
onlytothedescriptionofthepolarizationstatesinasimpletwo-dimensionalHilbertspaceandcould
notdescribethephotonpropagationinfull.Insometextbooks(cf.forexample[13{15])thepossibility
ofintroducingaspace-dependentwavefunctionforthephotonisevenexplicitlyrejected.
Ishallintroduceawavefunctionforthephotonbyrevivingandextendingthemodeofdescription
oftheelectromagnetic¯eldbasedonthecomplexformoftheMaxwellequationsknownalready
toRiemann[16,17].Thecomplexvectorthatappearsinthisdescriptionwillbeshowntohavethe
propertiesthatonewouldassociatewithaone-photonwavefunction,includingofcourseaprobabilistic
interpretation.Additionalpropertiesofthephotonwavefunctionaredescribedinmyrecentarticle
[18]whileitsrelationtofullquantumelectrodynamicsisdiscussedinourbook[8].
TheapproachadoptedhereistobecontrastedwiththatofLandauandPeierls[19]andCook[20].
TheLandau-PeierlsandCookwavefunctionsarehighlynonlocalobjects.Theno
n
localityinspace
isintroducedbydividingtheFouriertransformoftheelectromagnetic¯eldby
p
PHOTONWAVEFUNCTIONANDITSTIMEEVOLUTION
MydiscussionofthephotonwavefunctionbeginswithwritingtheMaxwellequationforahomo-
geneousmediuminacompactform
i@
t
F(r
;t
)=
cr£
F(r
;t
)
;
(1)
r¢
F(r
;t
)=0
;
(2)
bycombining,asRiemannhavedone,tworealvectorsDandBintoonecomplex-valuedvectorF,
F(r
;t
)=
1
2
p
²
0
+
i
B(r
;t
)
¶
p
¹
0
:
(3)
Thesquarerootsof
²
and
¹
areneededtomatchthedimensionsofthetwotermsandanadditional
factorof1
=
2isintroducedforfutureconvenience.
Theevolutionequation(1)forFandthetransversalitycondition(2)canalsobewritteninamatrix
form
³
s
¢
1
´
i@
t
F=
c
i
r
F
;
(4)
(s
¢r
)
s
j
F=
r
j
F
;
(5)
where
s
i
'sarethespinmatricesforaspin-1particle
(
s
i
)
kl
=
¡i"
ikl
;
(6)
k
(cf.Eq.(43)).
IthasbeenalreadynotedbyPauli[21],thatthesenonlocalwavefunctionshaveaseriousdrawback
sincetheydonottransformunderLorentztransformationsaswell-de¯nedlocalgeometricobjects;
theirvaluestakenatapointinonecoordinatesystemdependonalltheirvaluesinanothercoordinate
system.
µ
D(r
;t
)
0
1
0
1
0
1
000
00
¡i
0
i
0
00
i
000
¡i
00
0
¡i
0
i
00
000
s
x
=
@
A
;s
y
=
@
A
;s
z
=
@
A
:
(7)
UponthemultiplicationofbothsidesofEq.(4)by¹
h
,onecanconvertittotheSchrÄodingerform
i
¹
h@
t
F=
H
F
´c
(s
¢
p)F
;
(8)
wherep=(¹
h=i
)
r
.Thescalarproduct
c
s
¢
pplaystheroleoftheHamiltonianinwavemechanicsof
thephoton.Note,that
c
smayalsobeinterpretedasavelocityoperatorsince(
i=
¹
h
)[r
;H
]=
c
s.
Theform(8)ofthewaveequationisquiteuniversal.ReplacingthematricessbythePaulimatrices
oneobtainstheWeylequationforthewavefunctionofaneutrino[22].Withtheappropriatechoice
ofspinmatrices,thewaveequationsforhigher-spinmasslessparticlescanalsobecastintothisform
(cf.forexample[23]).Upontheidenti¯cationofthecomponentsofthevectorFwithcomponentsof
asymmetricrelativisticspinor
Á
AB
Á
00
=
¡F
x
+
iF
y
; Á
01
=
F
z
; Á
11
=
F
x
+
iF
y
;
(9)
Maxwellequationsbecomeamemberofauniversalsetofrelativisticwaveequationsdescribingthe
propagationofmasslessparticlesofanyspin.Alltheseequationshavetheform[23]
¾
¹C
0
A
r
¹
Á
AB
1
B
2
¢¢¢B
n¡
1
=0
;
(10)
wherefourmatrices
¾
¹A
0
B
representarelativisticextensionofPaulimatrices(
¾
0
istheunitmatrix
andtheremainingonesareordinaryPaulimatrices).Thisuniversalityprovidesastrongargumentin
favorofinterpretingthesolutionsofEq.(4)asphotonwavefunctions.Afterallonehasnoqualms
aboutacceptingthesolutionsoftheWeylequationasneutrinowavefunctions.
Eqs.(4)and(5)arecompletelyequivalenttotheMaxwellequationsbutwhentreatedasthe
equationsforthephotonwavefunctiontheysu®erfromoneseriousshortcoming:theypossessonly
halfofthepositive-energysolutionsneededtodescribeallpolarizationstatesofaphoton.Thesame
istrueinthegeneralcase;Eqs.(10)describeonlyleft-handedparticles.
Positiveenergysolutionsareidenti¯edasthosesolutionswhosewavefunctionhastheform
exp(
¡i!t
)F(r)withpositivevaluesof
!
.Thesubstitutionofthisforminto(4)yields
i
r
)F=¹
h!
F
:
(11)
Thisequationsaysthatforpositiveenergysolutionsthehelicity,i.e.theprojectionofthespinofthe
photononthedirectionofitsmomentum,isalwayspositive.Thesignofhelicitycanbetracedback
tothechoiceofeitherForitscomplexconjugateasthephotonwavefunction.Thus,thechoiceofa
signoftheimaginarypartin(3)isequivalenttochoosingonehelicity(right-handedorleft-handed)
overtheother.Oneneeds,however,wavefunctionsofthephotonsofbothhelicitiestodescribe
bothcircularpolarizations:rightandleft.Thisrequiresadoublingofthewave-functioncomponents:
thetwohelicitieswillbedescribedbyupperandlowercomponentsof
onewavefunction
.Inempty
spacebothpolarizationstatespropagateindependently;thetwopartsofthephotonwavefunction
satisfytwoseparateevolutionequationswithoppositesignsoftheHamiltonian.Byintroducinga
six-componentwavefunction
F
madeofF
§
asitsupper/lowercomponents,
µ
F
+
F
¡
¶
F
=
;
(12)
thetwoevolutionequationscanbecombinedtogether
i
¹
h@
t
F
=
c½
3
(s
¢
¹
h
i
r
)
F;
(13)
where
½
3
isamemberofasetofPauli-typematrices
½
i
.Thematrix
½
3
givesplus/minussignwhen
actingonupper/lowercomponentswhile
½
1
and
½
2
(tobeusedlater)interchangethesecomponents.
Thedoublingofthecomponentsoftheelectronwavefunctionintherelativisticcase,ascompared
tothenonrelativisticcase,isjusti¯edbytheexistenceofantiparticles.Antiparticlesaredescribedby
thenegativeenergysolutionsoftheDiracequation.Photons,however,donothaveantiparticlesso
thatthenegativeenergypartofthewavefunctionshouldnotcarryanyadditionalinformation.The
doublingofthecomponentsofthewavefunction(12)requires,therefore,anauxiliaryconditionthat
restorestheoriginalnumberofdegreesoffreedom.Thisisachievedbydemandingthatthecomplex
conjugationofthewavefunctionhasthesamee®ectasaninterchangeofupperandlowercomponents,
c
(s
¢
¹
h
F
=
½
1
F
¤
:
(14)
Asanindependentquantityonemaytakejustthepositiveenergypart
F
(+)
ofthewave¯eld
F
(called
theanalyticsignalinclassicaltheory).Thispartrepresentsthetruephotonwavefunctionandthat
partistobeidenti¯edwiththematrixelementsofthe¯eldoperatorsbetweenthevacuumstateand
one-photonstatesthatmaketheirappearanceinquantumelectrodynamics.
InwhatfollowsIshallusethesymbolªtodenotethepositiveenergypartofthefunction
F
.
Owingtothecondition(14),thenegativefrequencypartisobtainedbycomplexconjugationandby
aninterchangeoftheupperandlowercomponentsofthepositivefrequencypart.Inthelanguage
ofparticlephysics,complexconjugationcombinedwithmultiplicationby
½
1
wouldbecalledcharge
conjugationandEq.(14)istheconditionofinvarianceunderchargeconjugation.
Maxwellequationswrittenintheform(13)exhibitacloseanalogywiththeDiracequationwritten
inthechiralrepresentationoftheDiracmatrices(cf.forexample[24,8]).Inthisrepresentationthe
four-componentwavefunction
Ã
ismadeoftworelativisticspinors
Á
and
Â
|theanalogsofF
+
and
F
¡
|describingtwohelicities,
µ
Á
Â
¶
Ã
=
:
(15)
TheDiracequationforinthisrepresentationtakestheform
³
¾¢
¹
h
´
i
¹
h@
t
Ã
=
c½
3
i
r
Ã
+
mc
2
½
1
Ã:
(16)
FortheDiracparticlethemasstermalwaysinducesamixingofthetwostatesofpolarizationwhile
forthephotons,asIshallshowlater,themixingisinducedonlybyanexternalin°uence,bythe
medium.
CONSERVEDQUANTITIESANDCORRESPONDINGQUANTUMOPERATORS
Ishalltrynowtomaketheprobabilisticinterpretationofthephotonwavefunctionªplausibleby
comparingtheexpressionsforbasicobservablesinclassicalandinquantumtheories.Thefundamental
conservedquantitiescharacterizingclassicalelectromagnetic¯eld|theenergy
E
,themomentumP,
andtheangularmomentumM|aregivenasthefollowingspaceintegrals
Z
Z
Z
E
=
d
3
rH
(r)
;
P=
d
3
rP
(r)
;
M=
d
3
r
r
£P
(r)
;
(17)
thatinvolvethelocaldensitiesofenergy
H
(r)andmomentum
P
(r)
H
=
D
¢
D
2
²
+
B
¢
B
2
¹
=
F
y
¢F;P
=D
£
B=
F
y
½
3
s
F=c:
(18)
Theconservationlawsfor
E
,P,andMfollowfromthecontinuityequationssatis¯edby
H
(r)and
P
(r),
@
t
H
=
¡r¢S; @
t
P
i
=
¡r
k
T
ik
;
(19)
where
S
istheenergy°uxand
T
ij
istheMaxwellstresstensor,
S
=
cF
y
½
3
s
F; T
ij
=
F
y
(
s
i
s
j
+
s
j
s
i
)
F¡±
ij
F
y
¢F;
(20)
providedthewavefunctionislocalizedinspacesothattheintegrationbypartsdoesnotintroduce
anyboundaryterms.
Now,Ishallanalyzetheenergy,momentum,andtheangularmomentumfromaquantummechanical
pointofviewapplyingthesamemethodsasinwavemechanicsofmassiveparticles,byexhibitingthe
correspondingoperators,theireigenvaluesandeigenfunctions.Thequantumoperatorsrepresenting
theseobservablesaretakentobe(cf. forexample[9])thegenerators(uptoafactorof¹
h=i
)of
theappropriatein¯nitesimaltransformationsofthewavefunction.Thetimetranslationgivesthe
Hamiltonianortheenergy,spacetranslationsgivethemomentum,androtationsgivetheangular
momentum.
Themomentumoperator^panditseigenvalueproblemhaveexactlythesameformasinquantum
mechanicsofmassiveparticles
^p=
¹
h
i
r;
¹
h
i
@
i
ª=¹
hk
i
ª
;
(21)
where
k
i
'sarethecomponentsofawavevector.
ThetimeevolutionEq.(13)enablesonetoidentifythequantummechanicalHamiltonianoperator
^
H
as,
^
H
=
c½
3
(s
¢
^p)
:
(22)
Theeigenvalueproblemforthisoperatorhastheform
c½
3
(s
¢
¹
h
i
r
)ª=¹
h!
ª
:
(23)
Thetotalangularmomentumoperatorforspinningparticlesconsistsoftwoparts:theorbital
angularmomentumandthespinangularmomentum,
^
J=^r
£
^p+¹
h
s
:
(24)
Itisworthnotingthatitisthetotalangularmomentum
^
J,de¯nedasthesumoftheorbitalandthe
spinpart,thatcommuteswiththephotonHamiltonian(22)and,therefore,isaconstantofmotion.
Theeigenvalueproblemfortheangularmomentumcontains,asusual,theeigenvalueproblemforthe
z
-componentofthetotalangularmomentum
^
J
z
ª=¹
hM
ª
;
(25)
andtheeigenvalueproblemforthesquareofthetotalangularmomentum
^
J
2
ª=¹
h
2
J
(
J
+1)ª
:
(26)
ThesolutionsofEqs.(25)and(26)arewellknownvectorsphericalharmonics(cf.forexample[25,26]).
At¯rstlook,theclassicalexpressions(17)fortheenergy,momentum,andangularmomentumare
di®erentfromtheirquantummechanicalcounterparts.InthenextsectionIshallshowthatthesedif-
ferencescanbereconciledbyadoptinganappropriatemetricfortheevaluationofexpectationvalues.
EXPECTATIONVALUESANDTRANSITIONPROBABILITIES
Acorrespondencebetweenquantumandclassicaldescriptionsoftheradiation¯eldrequiresthat
theexpectationvaluesofthequantum-mechanicaloperators
^
H;
^p,orMbeequaltotheclassical
valuesofthe¯eldenergy,momentum,andangularmomentum.Ishallshowthatthiscanbeachieved
byanappropriatechoiceofthescalarproductforthewavefunctionsªusedintheconstructionof
expectationvalues.Tothisend,Iinvokethetransversalitycondition(5)forªtoobtainthefollowing
relations
^
H½
3
s
=c
ª=^pª
;
^
H½
3
^r
£
s
=c
ª=(^r
£
^p+s)ª
:
(27)
Withthehelpoftheserelations(afteradivisionby
^
H
),onecanwritetheclassicalquantities(17)in
theformofexpectationvaluesofthecorrespondingquantum-mechanicaloperators
E
=
hEi;
P=
h
P
i;
M=
h
M
i;
(28)
where
Z
d
3
r
ª
y
^
H
Z
d
3
r
ª
y
^p
Z
d
3
r
ª
y
^r
£
^p+s
^
H
ª
:
(29)
Alltheseexpressionsarebilinearinª,likeallexpectationvaluesinwavemechanicsofmassive
particles,andtheonlydi®erenceisasystematicappearanceoftheHamiltonianinthedenominator.
Therefore,itisnaturaltoassumethatthedivisionbytheHamiltonianshouldbeincludedinthe
de¯nitionoftheexpectationvaluesorinthede¯nitionofthescalarproduct
h
ª
1
j
ª
2
i
H
oftwowave
functions,
hEi
=
^
H
ª
; h
P
i
=
^
H
ª
; h
M
i
=
1
^
H
ª
2
:
(30)
Ihaveaddedthesubscript
H
inthesymbolofthescalarproductasareminderofthenecessary
divisionby
^
H
.Withthisde¯nitionofthescalarproduct,oneobtains
Z
h
ª
1
j
ª
2
i
H
=
d
3
r
ª
y
1
hEi
=
h
ª
j
^
H
ª
i
H
; h
P
i
=
h
ª
j
^pª
i
H
; h
M
i
=
h
ª
j
(^r
£
^p+s)ª
i
H
:
(31)
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